After-Hours Trading Risk Disclosure
Anti-Laundering Policy
Business Continuity Plan
CIP & Reg S-P Notice
Copyrights & Trademarks
Investor Education and Protection
Notice Regarding the NFS's BASIC System
Payment for Order Flow NMS rule 607
Privacy Policy
SEC Rule 606
Third-Party Research Disclosures
Securities Investor Protection Corp.
After-Hours Trading Risk DisclosureAnti-Money Laundering PolicyBusiness Continuity PlanCIP & Reg S-P NoticeCopyrights & TrademarksDisclosuresInvestor Education and ProtectionNotice Regarding the NFS's BASIC SystemPayment for Order Flow NMS rule 607Privacy PolicySEC Rule 606Third-Party Research DisclosuresSecurities Investor Protection Corp.

William O’Neil Securities, a broker/dealer, is a strictly regulated entity. As such, the company adopts policies to comply with all rules and requirements that are relevant to our business.

Payment for Order Flow NMS rule 607

William O’Neil Securities (ONS) has no payment for order flow relationship with any broker-dealers or third-party execution providers. However, ONS routes orders to market centers, including national securities exchanges, alternative trading systems, and electronic communications networks that may offer credits for orders that provide liquidity and may assess fees for orders that take liquidity. Routing decisions for an order are based upon ONS’ responsibility of seeking to provide best execution to clients.